SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

Mariner, LLC's Holding History (CIK: 0001373442)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 40,341 Value ($000) $1,746 Avg Close — Range —
Q2 2018
Shares 40,073 Value ($000) $1,726 Avg Close — Range —
Q1 2018
Shares 40,276 Value ($000) $1,419 Avg Close — Range —
Q4 2017
Shares 33,730 Value ($000) $1,254 Avg Close — Range —
Q3 2017
Shares 34,125 Value ($000) $1,163 Avg Close — Range —
Q2 2017
Shares 32,367 Value ($000) $1,033 Avg Close — Range —
Q1 2017
Shares 31,073 Value ($000) $1,163 Avg Close — Range —
Q3 2016
Shares 3,973 Value ($000) $152 Avg Close — Range —
Q1 2015
Shares 8,969 Value ($000) $463 Avg Close — Range —
Q4 2014
Shares 36,048 Value ($000) $1,725 Avg Close — Range —