SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 103,742 Value ($000) $2,459 Avg Close — Range —
Q3 2019
Shares 104,901 Value ($000) $2,346 Avg Close — Range —
Q2 2019
Shares 102,285 Value ($000) $2,787 Avg Close — Range —
Q1 2019
Shares 130,197 Value ($000) $4,002 Avg Close — Range —
Q4 2018
Shares 120,065 Value ($000) $3,185 Avg Close — Range —
Q3 2018
Shares 433,596 Value ($000) $18,770 Avg Close — Range —
Q2 2018
Shares 252,855 Value ($000) $10,888 Avg Close — Range —
Q1 2018
Shares 86,839 Value ($000) $3,058 Avg Close — Range —
Q4 2017
Shares 122,205 Value ($000) $4,544 Avg Close — Range —
Q3 2017
Shares 200,941 Value ($000) $6,850 Avg Close — Range —
Q2 2017
Shares 161,454 Value ($000) $5,154 Avg Close — Range —
Q1 2017
Shares 169,507 Value ($000) $6,321 Avg Close — Range —
Q4 2016
Shares 192,595 Value ($000) $8,091 Avg Close — Range —
Q3 2016
Shares 223,819 Value ($000) $8,523 Avg Close — Range —
Q2 2016
Shares 166,364 Value ($000) $5,710 Avg Close — Range —
Q1 2016
Shares 213,849 Value ($000) $6,251 Avg Close — Range —
Q4 2015
Shares 184,137 Value ($000) $5,574 Avg Close — Range —
Q3 2015
Shares 96,814 Value ($000) $3,589 Avg Close — Range —
Q2 2015
Shares 95,573 Value ($000) $4,178 Avg Close — Range —
Q1 2015
Shares 105,616 Value ($000) $5,299 Avg Close — Range —
Q4 2014
Shares 71,299 Value ($000) $3,412 Avg Close — Range —
Q3 2014
Shares 31,858 Value ($000) $2,129 Avg Close — Range —
Q2 2014
Shares 38,598 Value ($000) $3,176 Avg Close — Range —
Q1 2014
Shares 37,962 Value ($000) $2,727 Avg Close — Range —
Q4 2013
Shares 55,413 Value ($000) $3,797 Avg Close — Range —
Q3 2013
Shares 88,297 Value ($000) $6,100 Avg Close — Range —
Q2 2013
Shares 36,467 Value ($000) $2,122 Avg Close — Range —