SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

Apriem Advisors's Holding History (CIK: 0001425165)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 7,350 Value ($000) $318 Avg Close — Range —
Q2 2018
Shares 7,450 Value ($000) $321 Avg Close — Range —
Q1 2018
Shares 8,850 Value ($000) $312 Avg Close — Range —
Q4 2017
Shares 7,900 Value ($000) $294 Avg Close — Range —
Q3 2017
Shares 9,200 Value ($000) $314 Avg Close — Range —