SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 35,001 Value ($000) $830 Avg Close — Range —
Q2 2018
Shares 2,196 Value ($000) $95 Avg Close — Range —
Q1 2018
Shares 1 Value ($000) $0 Avg Close — Range —
Q4 2014
Shares 163,210 Value ($000) $7,811 Avg Close — Range —
Q3 2014
Shares 8,293 Value ($000) $570 Avg Close — Range —
Q2 2014
Shares 2,578 Value ($000) $212 Avg Close — Range —