SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 27,700 Value ($000) $656 Avg Close — Range —
Q3 2019
Shares 29,000 Value ($000) $648 Avg Close — Range —
Q2 2019
Shares 31,000 Value ($000) $844 Avg Close — Range —
Q1 2019
Shares 24,000 Value ($000) $737 Avg Close — Range —
Q4 2018
Shares 12,000 Value ($000) $318 Avg Close — Range —
Q3 2018
Shares 12,000 Value ($000) $519 Avg Close — Range —
Q2 2018
Shares 12,000 Value ($000) $517 Avg Close — Range —
Q1 2018
Shares 22,000 Value ($000) $775 Avg Close — Range —
Q4 2017
Shares 19,000 Value ($000) $706 Avg Close — Range —
Q4 2014
Shares 12,600 Value ($000) $603 Avg Close — Range —
Q3 2014
Shares 36,532 Value ($000) $2,514 Avg Close — Range —