SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 5,863 Value ($000) $253 Avg Close — Range —
Q3 2017
Shares 6,306 Value ($000) $215 Avg Close — Range —
Q1 2017
Shares 5,673 Value ($000) $213 Avg Close — Range —
Q4 2016
Shares 5,706 Value ($000) $237 Avg Close — Range —
Q3 2016
Shares 5,396 Value ($000) $208 Avg Close — Range —
Q4 2014
Shares 43 Value ($000) $2 Avg Close — Range —
Q2 2014
Shares 20 Value ($000) $1,646 Avg Close — Range —