SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

NEUBERGER BERMAN GROUP LLC's Holding History (CIK: 0001465109)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 8,500 Value ($000) $226 Avg Close — Range —
Q3 2018
Shares 6,000 Value ($000) $260 Avg Close — Range —
Q2 2018
Shares 6,000 Value ($000) $258 Avg Close — Range —
Q1 2018
Shares 6,000 Value ($000) $211 Avg Close — Range —
Q4 2017
Shares 6,000 Value ($000) $223 Avg Close — Range —
Q3 2017
Shares 10,000 Value ($000) $341 Avg Close — Range —
Q2 2017
Shares 10,000 Value ($000) $319 Avg Close — Range —
Q1 2017
Shares 10,000 Value ($000) $374 Avg Close — Range —
Q4 2016
Shares 115,465 Value ($000) $4,783 Avg Close — Range —
Q2 2016
Shares 18,499 Value ($000) $644 Avg Close — Range —
Q4 2015
Shares 1,066,841 Value ($000) $32,240 Avg Close — Range —