SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 248,478 Value ($000) $5,888 Avg Close — Range —
Q3 2019
Shares 43,524 Value ($000) $973 Avg Close — Range —
Q2 2019
Shares 9,870 Value ($000) $268 Avg Close — Range —
Q3 2017
Shares 7,915 Value ($000) $269 Avg Close — Range —
Q4 2016
Shares 68,217 Value ($000) $2,825 Avg Close — Range —
Q2 2016
Shares 8,647 Value ($000) $301 Avg Close — Range —
Q1 2016
Shares 17,417 Value ($000) $528 Avg Close — Range —
Q4 2015
Shares 55,411 Value ($000) $1,674 Avg Close — Range —
Q2 2015
Shares 26,963 Value ($000) $1,258 Avg Close — Range —
Q1 2015
Shares 16,442 Value ($000) $849 Avg Close — Range —