SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

Daiwa Securities Group Inc.'s Holding History (CIK: 0001481045)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 7,900 Value ($000) $187 Avg Close — Range —
Q3 2019
Shares 6,500 Value ($000) $145 Avg Close — Range —
Q2 2019
Shares 5,100 Value ($000) $139 Avg Close — Range —
Q1 2019
Shares 4,500 Value ($000) $138 Avg Close — Range —
Q4 2018
Shares 3,400 Value ($000) $90 Avg Close — Range —
Q3 2018
Shares 3,000 Value ($000) $130 Avg Close — Range —
Q2 2018
Shares 3,000 Value ($000) $129 Avg Close — Range —
Q1 2018
Shares 3,000 Value ($000) $106 Avg Close — Range —
Q4 2017
Shares 2,500 Value ($000) $93 Avg Close — Range —
Q3 2017
Shares 2,400 Value ($000) $82 Avg Close — Range —
Q2 2017
Shares 2,000 Value ($000) $64 Avg Close — Range —
Q1 2017
Shares 1,500 Value ($000) $56 Avg Close — Range —
Q4 2016
Shares 800 Value ($000) $33 Avg Close — Range —
Q3 2016
Shares 200 Value ($000) $8 Avg Close — Range —