SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

EP Wealth Advisors, LLC's Holding History (CIK: 0001540569)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 57,251 Value ($000) $1,357 Avg Close — Range —
Q3 2019
Shares 9,005 Value ($000) $201 Avg Close — Range —
Q4 2018
Shares 65,955 Value ($000) $1,750 Avg Close — Range —