SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

ICONIQ Capital, LLC's Holding History (CIK: 0001569709)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 13,591 Value ($000) $446 Avg Close — Range —
Q2 2015
Shares 13,456 Value ($000) $628 Avg Close — Range —
Q1 2015
Shares 11,516 Value ($000) $595 Avg Close — Range —
Q4 2014
Shares 4,552 Value ($000) $218 Avg Close — Range —
Q3 2014
Shares 4,552 Value ($000) $313 Avg Close — Range —
Q2 2014
Shares 4,552 Value ($000) $375 Avg Close — Range —
Q1 2014
Shares 3,590 Value ($000) $258 Avg Close — Range —
Q4 2013
Shares 3,590 Value ($000) $246 Avg Close — Range —
Q3 2013
Shares 3,590 Value ($000) $236 Avg Close — Range —
Q1 2013
Shares 4,214 Value ($000) $255 Avg Close — Range —