SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

Rothschild Capital Partners, LLC's Holding History (CIK: 0001569833)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 27,260 Value ($000) $1,180 Avg Close — Range —
Q2 2018
Shares 36,828 Value ($000) $1,586 Avg Close — Range —
Q1 2018
Shares 37,550 Value ($000) $1,323 Avg Close — Range —