SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

Central Asset Investments & Management Holdings (HK) Ltd's Holding History (CIK: 0001583672)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 95,700 Value ($000) $3,558 Avg Close — Range —
Q3 2016
Shares 7,800 Value ($000) $300 Avg Close — Range —
Q2 2014
Shares 24,400 Value ($000) $2,008 Avg Close — Range —