SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 36,094 Value ($000) $1,388 Avg Close — Range —
Q2 2016
Shares 24,894 Value ($000) $868 Avg Close — Range —
Q2 2014
Shares 2,683 Value ($000) $220 Avg Close — Range —