SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

Steward Partners Investment Advisory, LLC's Holding History (CIK: 0001723397)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 520 Value ($000) $12 Avg Close — Range —
Q3 2019
Shares 14,617 Value ($000) $326 Avg Close — Range —
Q2 2019
Shares 14,626 Value ($000) $398 Avg Close — Range —
Q1 2019
Shares 16,346 Value ($000) $502 Avg Close — Range —
Q4 2018
Shares 15,613 Value ($000) $414 Avg Close — Range —
Q3 2018
Shares 11,146 Value ($000) $483 Avg Close — Range —
Q2 2018
Shares 11,481 Value ($000) $494 Avg Close — Range —
Q1 2018
Shares 10,685 Value ($000) $376 Avg Close — Range —
Q4 2017
Shares 8,335 Value ($000) $309 Avg Close — Range —
Q3 2017
Shares 8,026 Value ($000) $273 Avg Close — Range —
Q2 2017
Shares 7,862 Value ($000) $250 Avg Close — Range —
Q1 2017
Shares 625 Value ($000) $23 Avg Close — Range —
Q4 2016
Shares 400 Value ($000) $16 Avg Close — Range —