SPDR SERIES TRUST

CUSIP: 78464A730 Class: COMMON STOCK

Occidental Asset Management, LLC's Holding History (CIK: 0001770994)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 33,684 Value ($000) $798 Avg Close — Range —
Q3 2019
Shares 34,275 Value ($000) $766 Avg Close — Range —