SPDR SERIES TRUST

CUSIP: 78464A748 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 202 Value ($000) $6 Avg Close — Range —
Q2 2014
Shares 825 Value ($000) $40,656 Avg Close — Range —