SPDR SERIES TRUST

CUSIP: 78464A748 Class: COM

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 8,000 Value ($000) $394 Avg Close — Range —
Q1 2014
Shares 13,000 Value ($000) $596 Avg Close — Range —
Q4 2013
Shares 13,000 Value ($000) $568 Avg Close — Range —
Q3 2013
Shares 12,000 Value ($000) $510 Avg Close — Range —
Q2 2013
Shares 10,500 Value ($000) $415 Avg Close — Range —