SPDR SERIES TRUST

CUSIP: 78464A748 Class: COM

ICONIQ Capital, LLC's Holding History (CIK: 0001569709)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 35,482 Value ($000) $631 Avg Close — Range —
Q2 2015
Shares 34,992 Value ($000) $912 Avg Close — Range —
Q1 2015
Shares 31,279 Value ($000) $787 Avg Close — Range —
Q4 2014
Shares 7,109 Value ($000) $201 Avg Close — Range —
Q3 2014
Shares 7,109 Value ($000) $286 Avg Close — Range —
Q2 2014
Shares 7,109 Value ($000) $350 Avg Close — Range —
Q1 2014
Shares 5,515 Value ($000) $253 Avg Close — Range —
Q4 2013
Shares 5,515 Value ($000) $241 Avg Close — Range —
Q3 2013
Shares 5,515 Value ($000) $232 Avg Close — Range —
Q1 2013
Shares 6,480 Value ($000) $258 Avg Close — Range —