SPDR SERIES TRUST

CUSIP: 78464A748 Class: COM

Arete Wealth Advisors, LLC's Holding History (CIK: 0001600151)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 169,185 Value ($000) $3,221 Avg Close — Range —
Q2 2016
Shares 170,162 Value ($000) $3,189 Avg Close — Range —