SPDR SERIES TRUST

CUSIP: 78464A748 Class: COM

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 26,143 Value ($000) $212 Avg Close — Range —
Q3 2019
Shares 19,116 Value ($000) $138 Avg Close — Range —
Q2 2019
Shares 20,551 Value ($000) $197 Avg Close — Range —
Q1 2019
Shares 14,479 Value ($000) $167 Avg Close — Range —