SPDR SERIES TRUST

CUSIP: 78464A748 Class: COM

Steward Partners Investment Advisory, LLC's Holding History (CIK: 0001723397)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 849 Value ($000) $6 Avg Close — Range —
Q3 2019
Shares 1,078 Value ($000) $7 Avg Close — Range —
Q2 2019
Shares 1,078 Value ($000) $10 Avg Close — Range —
Q3 2018
Shares 1,078 Value ($000) $18 Avg Close — Range —
Q2 2018
Shares 1,078 Value ($000) $18 Avg Close — Range —
Q1 2018
Shares 200 Value ($000) $2 Avg Close — Range —
Q4 2017
Shares 56 Value ($000) $0 Avg Close — Range —
Q3 2017
Shares 56 Value ($000) $0 Avg Close — Range —
Q2 2017
Shares 56 Value ($000) $0 Avg Close — Range —
Q1 2017
Shares 56 Value ($000) $1 Avg Close — Range —
Q4 2016
Shares 56 Value ($000) $1 Avg Close — Range —