SPDR SERIES TRUST

CUSIP: 78464A748 Class: COM

Joseph P. Lucia & Associates, LLC's Holding History (CIK: 0001775391)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 23,765 Value ($000) $192 Avg Close — Range —
Q3 2019
Shares 32,067 Value ($000) $232 Avg Close — Range —
Q2 2019
Shares 37,409 Value ($000) $360 Avg Close — Range —
Q1 2019
Shares 402,043 Value ($000) $33,010 Avg Close — Range —