SPDR SER TR

Ticker: SDY CUSIP: 78464A763 Class: S&P DIVID ETF

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 35,000 Value ($000) $2,667 Avg Close — Range —
Q1 2015
Shares 45,000 Value ($000) $3,519 Avg Close — Range —
Q4 2014
Shares 54,000 Value ($000) $4,255 Avg Close — Range —
Q4 2013
Shares 55,750 Value ($000) $4,049 Avg Close — Range —
Q3 2013
Shares 98,250 Value ($000) $6,773 Avg Close — Range —
Q2 2013
Shares 98,250 Value ($000) $6,514 Avg Close — Range —
Q1 2013
Shares 76,750 Value ($000) $5,065 Avg Close — Range —