SPDR SER TR

Ticker: SDY CUSIP: 78464A763 Class: S&P DIVID ETF

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 3,100 Value ($000) $237 Avg Close — Range —
Q1 2014
Shares 3,488 Value ($000) $257 Avg Close — Range —
Q4 2013
Shares 5,102 Value ($000) $371 Avg Close — Range —
Q3 2013
Shares 5,102 Value ($000) $352 Avg Close — Range —
Q2 2013
Shares 5,102 Value ($000) $338 Avg Close — Range —