SPDR SER TR

Ticker: SDY CUSIP: 78464A763 Class: S&P DIVID ETF

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 8,180 Value ($000) $690 Avg Close — Range —
Q2 2016
Shares 8,180 Value ($000) $686 Avg Close — Range —
Q1 2016
Shares 11,760 Value ($000) $940 Avg Close — Range —
Q4 2015
Shares 11,660 Value ($000) $858 Avg Close — Range —
Q3 2015
Shares 11,094 Value ($000) $801 Avg Close — Range —
Q2 2015
Shares 10,581 Value ($000) $806 Avg Close — Range —
Q1 2015
Shares 10,295 Value ($000) $805 Avg Close — Range —
Q4 2014
Shares 7,701 Value ($000) $607 Avg Close — Range —
Q3 2014
Shares 6,156 Value ($000) $461 Avg Close — Range —
Q2 2014
Shares 6,147 Value ($000) $471 Avg Close — Range —
Q1 2014
Shares 5,912 Value ($000) $435 Avg Close — Range —
Q4 2013
Shares 5,837 Value ($000) $424 Avg Close — Range —
Q3 2013
Shares 15,135 Value ($000) $1,043 Avg Close — Range —
Q2 2013
Shares 14,960 Value ($000) $992 Avg Close — Range —