SPDR SER TR

Ticker: SDY CUSIP: 78464A763 Class: S&P DIVID ETF

Wellington Shields & Co., LLC's Holding History (CIK: 0001506073)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016

Shares 3,000 Value ($000) $252 Avg Close — Range —

Q1 2016

Shares 3,000 Value ($000) $240 Avg Close — Range —

Q4 2015

Shares 3,000 Value ($000) $221 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2016	3,000	$252	—	—
Q1 2016	3,000	$240	—	—
Q4 2015	3,000	$221	—	—