SPDR SER TR

Ticker: SDY CUSIP: 78464A763 Class: S&P DIVID ETF

Brick & Kyle, Associates's Holding History (CIK: 0001632253)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 700 Value ($000) $62 Avg Close — Range —
Q4 2016
Shares 700 Value ($000) $60 Avg Close — Range —
Q3 2016
Shares 700 Value ($000) $59 Avg Close — Range —
Q2 2016
Shares 700 Value ($000) $59 Avg Close — Range —
Q1 2016
Shares 700 Value ($000) $56 Avg Close — Range —
Q4 2015
Shares 700 Value ($000) $51 Avg Close — Range —
Q3 2015
Shares 750 Value ($000) $54 Avg Close — Range —
Q2 2015
Shares 750 Value ($000) $57 Avg Close — Range —
Q1 2015
Shares 750 Value ($000) $59 Avg Close — Range —
Q4 2014
Shares 750 Value ($000) $59 Avg Close — Range —