SPDR SER TR

Ticker: SDY CUSIP: 78464A763 Class: S&P DIVID ETF

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019

Shares 1,424 Value ($000) $144 Avg Close — Range —

Q1 2019

Shares 1,312 Value ($000) $130 Avg Close — Range —

Q4 2018

Shares 1,946 Value ($000) $174 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2019	1,424	$144	—	—
Q1 2019	1,312	$130	—	—
Q4 2018	1,946	$174	—	—