SPDR SER TR

Ticker: KIE CUSIP: 78464A789 Class: S&P INS ETF

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 4,750 Value ($000) $329 Avg Close — Range —
Q4 2015
Shares 5,912 Value ($000) $411 Avg Close — Range —
Q3 2015
Shares 6,574 Value ($000) $445 Avg Close — Range —
Q2 2015
Shares 3,811 Value ($000) $260 Avg Close — Range —
Q4 2014
Shares 201 Value ($000) $13 Avg Close — Range —
Q2 2014
Shares 111 Value ($000) $7,123 Avg Close — Range —