SPDR SER TR

Ticker: KIE CUSIP: 78464A789 Class: S&P INS ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 3,299 Value ($000) $229 Avg Close — Range —
Q3 2015
Shares 825 Value ($000) $55 Avg Close — Range —
Q2 2015
Shares 1,668 Value ($000) $113 Avg Close — Range —
Q4 2013
Shares 921 Value ($000) $58 Avg Close — Range —