SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

SMITH, MOORE & CO.'s Holding History (CIK: 0000200724)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021
Shares 20,841 Value ($000) $1,070 Avg Close — Range —
Q1 2021
Shares 45,939 Value ($000) $2,383 Avg Close — Range —
Q4 2020
Shares 27,974 Value ($000) $1,170 Avg Close — Range —