SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 4,560 Value ($000) $239 Avg Close — Range —
Q4 2021
Shares 5,689 Value ($000) $310 Avg Close — Range —
Q3 2021
Shares 6,010 Value ($000) $318 Avg Close — Range —
Q2 2021
Shares 7,945 Value ($000) $408 Avg Close — Range —
Q1 2021
Shares 26,123 Value ($000) $1,355 Avg Close — Range —
Q4 2020
Shares 8,182 Value ($000) $342 Avg Close — Range —
Q3 2020
Shares 10,606 Value ($000) $312 Avg Close — Range —
Q2 2020
Shares 17,249 Value ($000) $544 Avg Close — Range —
Q1 2020
Shares 40,170 Value ($000) $1,083 Avg Close — Range —
Q4 2019
Shares 40,926 Value ($000) $1,935 Avg Close — Range —
Q3 2019
Shares 41,516 Value ($000) $1,792 Avg Close — Range —
Q2 2019
Shares 41,499 Value ($000) $1,799 Avg Close — Range —
Q1 2019
Shares 40,642 Value ($000) $1,698 Avg Close — Range —
Q4 2018
Shares 13,252 Value ($000) $495 Avg Close — Range —
Q3 2018
Shares 13,896 Value ($000) $647 Avg Close — Range —
Q2 2018
Shares 16,173 Value ($000) $763 Avg Close — Range —
Q1 2018
Shares 15,791 Value ($000) $756 Avg Close — Range —
Q4 2017
Shares 15,749 Value ($000) $746 Avg Close — Range —
Q3 2017
Shares 13,265 Value ($000) $598 Avg Close — Range —
Q2 2017
Shares 12,970 Value ($000) $564 Avg Close — Range —
Q1 2017
Shares 12,065 Value ($000) $518 Avg Close — Range —
Q4 2016
Shares 21,303 Value ($000) $925 Avg Close — Range —
Q3 2016
Shares 11,525 Value ($000) $384 Avg Close — Range —
Q2 2016
Shares 5,790 Value ($000) $176 Avg Close — Range —
Q1 2016
Shares 4,480 Value ($000) $136 Avg Close — Range —
Q4 2015
Shares 11,080 Value ($000) $374 Avg Close — Range —
Q3 2015
Shares 12,180 Value ($000) $404 Avg Close — Range —
Q2 2015
Shares 11,980 Value ($000) $434 Avg Close — Range —
Q1 2015
Shares 2,680 Value ($000) $89 Avg Close — Range —
Q4 2014
Shares 2,980 Value ($000) $99 Avg Close — Range —
Q3 2014
Shares 1,180 Value ($000) $37 Avg Close — Range —
Q2 2014
Shares 1,180 Value ($000) $39 Avg Close — Range —
Q1 2014
Shares 1,180 Value ($000) $40 Avg Close — Range —
Q4 2013
Shares 1,180 Value ($000) $39 Avg Close — Range —
Q3 2013
Shares 1,180 Value ($000) $35 Avg Close — Range —