SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

BASSWOOD CAPITAL MANAGEMENT, L.L.C.'s Holding History (CIK: 0001085393)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 20,179 Value ($000) $674 Avg Close — Range —
Q2 2015
Shares 19,762 Value ($000) $717 Avg Close — Range —