SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 20,000 Value ($000) $947 Avg Close — Range —
Q1 2017
Shares 119,244 Value ($000) $5,127 Avg Close — Range —
Q3 2016
Shares 3,057 Value ($000) $102 Avg Close — Range —
Q2 2016
Shares 90,826 Value ($000) $2,770 Avg Close — Range —
Q1 2016
Shares 46,624 Value ($000) $1,416 Avg Close — Range —
Q4 2015
Shares 15,857 Value ($000) $538 Avg Close — Range —
Q2 2014
Shares 25,946 Value ($000) $867 Avg Close — Range —
Q1 2014
Shares 18,121 Value ($000) $616 Avg Close — Range —