SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 5,902 Value ($000) $256 Avg Close — Range —
Q1 2019
Shares 6,342 Value ($000) $265 Avg Close — Range —
Q4 2018
Shares 8,832 Value ($000) $330 Avg Close — Range —
Q3 2018
Shares 9,297 Value ($000) $433 Avg Close — Range —