SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

FOUNDERS FINANCIAL SECURITIES LLC's Holding History (CIK: 0001342396)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 154,835 Value ($000) $5,168 Avg Close — Range —
Q4 2014
Shares 103,347 Value ($000) $3,467 Avg Close — Range —
Q3 2014
Shares 101,917 Value ($000) $3,252 Avg Close — Range —
Q1 2014
Shares 133,701 Value ($000) $4,551 Avg Close — Range —