SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

Ballentine Partners, LLC's Holding History (CIK: 0001374889)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 805 Value ($000) $36 Avg Close — Range —
Q2 2017
Shares 975 Value ($000) $43 Avg Close — Range —