SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 11,242 Value ($000) $355 Avg Close — Range —
Q1 2020
Shares 18,013 Value ($000) $486 Avg Close — Range —