SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 6,695 Value ($000) $302 Avg Close — Range —
Q3 2022
Shares 7,022 Value ($000) $312 Avg Close — Range —
Q1 2022
Shares 4,310 Value ($000) $226 Avg Close — Range —
Q3 2015
Shares 6,897 Value ($000) $230 Avg Close — Range —
Q4 2014
Shares 3,130 Value ($000) $105 Avg Close — Range —
Q2 2014
Shares 3,280 Value ($000) $109,618 Avg Close — Range —
Q1 2014
Shares 4,372 Value ($000) $149 Avg Close — Range —
Q4 2013
Shares 4,352 Value ($000) $144 Avg Close — Range —
Q3 2013
Shares 4,425 Value ($000) $133 Avg Close — Range —
Q2 2013
Shares 4,649 Value ($000) $134 Avg Close — Range —