SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 115 Value ($000) $5 Avg Close — Range —
Q2 2018
Shares 115 Value ($000) $5 Avg Close — Range —
Q1 2018
Shares 115 Value ($000) $6 Avg Close — Range —
Q4 2017
Shares 115 Value ($000) $5 Avg Close — Range —
Q3 2017
Shares 115 Value ($000) $5 Avg Close — Range —
Q2 2017
Shares 115 Value ($000) $5 Avg Close — Range —
Q1 2017
Shares 585 Value ($000) $25 Avg Close — Range —
Q4 2016
Shares 470 Value ($000) $20 Avg Close — Range —