SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

Dakota Wealth Management's Holding History (CIK: 0001631353)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 8,487 Value ($000) $395 Avg Close — Range —
Q2 2018
Shares 14,208 Value ($000) $670 Avg Close — Range —