SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

Spectrum Asset Management, Inc. (NB/CA)'s Holding History (CIK: 0001632078)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 78,220 Value ($000) $2,645 Avg Close — Range —
Q3 2015
Shares 78,140 Value ($000) $2,597 Avg Close — Range —
Q2 2015
Shares 78,110 Value ($000) $2,832 Avg Close — Range —