SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

Proficio Capital Partners LLC's Holding History (CIK: 0001654175)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 14,900 Value ($000) $648 Avg Close — Range —
Q3 2016
Shares 14,900 Value ($000) $497 Avg Close — Range —
Q2 2016
Shares 14,900 Value ($000) $476 Avg Close — Range —
Q1 2016
Shares 14,900 Value ($000) $453 Avg Close — Range —
Q4 2015
Shares 14,900 Value ($000) $504 Avg Close — Range —