SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

Krilogy Financial LLC's Holding History (CIK: 0001659047)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 198 Value ($000) $6 Avg Close — Range —
Q1 2016
Shares 197 Value ($000) $6 Avg Close — Range —
Q4 2015
Shares 196 Value ($000) $7 Avg Close — Range —
Q3 2015
Shares 389 Value ($000) $13 Avg Close — Range —