SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt's Holding History (CIK: 0001694217)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 700 Value ($000) $26 Avg Close — Range —
Q4 2016
Shares 2,600 Value ($000) $472 Avg Close — Range —