SPDR SERIES TRUST

Ticker: KBE CUSIP: 78464A797 Class: S&P BK ETF

Cooper Financial Group's Holding History (CIK: 0001751581)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 6,874 Value ($000) $325 Avg Close — Range —
Q3 2019
Shares 6,701 Value ($000) $289 Avg Close — Range —
Q2 2019
Shares 6,374 Value ($000) $276 Avg Close — Range —
Q1 2019
Shares 6,106 Value ($000) $255 Avg Close — Range —
Q4 2018
Shares 5,750 Value ($000) $215 Avg Close — Range —