SPDR SER TR

CUSIP: 78464A813 Class: S&P 600 SML CAP

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023
Shares 11,510 Value ($000) $967 Avg Close — Range —
Q4 2022
Shares 11,510 Value ($000) $946 Avg Close — Range —
Q3 2022
Shares 11,510 Value ($000) $871 Avg Close — Range —
Q2 2022
Shares 11,810 Value ($000) $946 Avg Close — Range —
Q1 2022
Shares 11,810 Value ($000) $1,106 Avg Close — Range —
Q4 2021
Shares 11,810 Value ($000) $1,174 Avg Close — Range —
Q3 2021
Shares 11,810 Value ($000) $1,119 Avg Close — Range —
Q2 2021
Shares 11,810 Value ($000) $1,154 Avg Close — Range —
Q1 2021
Shares 11,810 Value ($000) $1,110 Avg Close — Range —
Q4 2020
Shares 8,300 Value ($000) $660 Avg Close — Range —
Q3 2020
Shares 8,300 Value ($000) $505 Avg Close — Range —
Q2 2020
Shares 8,300 Value ($000) $490 Avg Close — Range —