SPDR SER TR

CUSIP: 78464A813 Class: S&P 600 SML CAP

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023
Shares 13,450 Value ($000) $1,130 Avg Close — Range —
Q4 2022
Shares 12,535 Value ($000) $1,031 Avg Close — Range —
Q3 2022
Shares 16,835 Value ($000) $1,274 Avg Close — Range —
Q2 2022
Shares 16,835 Value ($000) $1,348 Avg Close — Range —
Q1 2022
Shares 17,825 Value ($000) $1,669 Avg Close — Range —
Q4 2021
Shares 20,055 Value ($000) $1,994 Avg Close — Range —
Q3 2021
Shares 20,005 Value ($000) $1,895 Avg Close — Range —
Q2 2021
Shares 20,075 Value ($000) $1,962 Avg Close — Range —
Q1 2021
Shares 20,259 Value ($000) $1,904 Avg Close — Range —
Q4 2020
Shares 20,178 Value ($000) $1,605 Avg Close — Range —
Q3 2020
Shares 19,987 Value ($000) $1,217 Avg Close — Range —
Q2 2020
Shares 18,638 Value ($000) $1,100 Avg Close — Range —