SPDR SER TR

Ticker: SPMD CUSIP: 78464A847 Class: PORTFOLIO S&P400

Annex Advisory Services, LLC's Holding History (CIK: 0001542287)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 251,691 Value ($000) $9,119 Avg Close — Range —
Q3 2019
Shares 249,222 Value ($000) $8,447 Avg Close — Range —
Q2 2019
Shares 228,817 Value ($000) $7,795 Avg Close — Range —
Q1 2019
Shares 205,364 Value ($000) $6,845 Avg Close — Range —
Q4 2018
Shares 118,909 Value ($000) $3,498 Avg Close — Range —
Q3 2018
Shares 84,457 Value ($000) $3,053 Avg Close — Range —
Q2 2018
Shares 63,398 Value ($000) $2,211 Avg Close — Range —
Q1 2018
Shares 34,178 Value ($000) $1,133 Avg Close — Range —